Area of focus

Securities and Financial Regulatory Advice

Securities and financial regulatory matters are becoming increasingly complex. Regulators are getting tougher. You need a strategy. 

We advise on all aspects of compliance with securities...

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Representative experience

Our team includes former SEC officials Peter Romeo and Amy Bowerman Freed (former Chief and Deputy Chief Counsel (respectively), Division of Corporation Finance).

Our team includes former SEC officials Joe Connolly (former head of what is now the Office of M&A) and Alan Dye (former Special Counsel to Chairman).

Our London and European teams include people who have spent substantial time in their careers on secondment to the FCA and European regulators.

We have close connections to the UK Takeover Panel through providing a long-term secondee.

Hogan Lovells Publications

SEC updates MD&A and other financial disclosure requirements SEC Update

18 December 2020

On November 19 the SEC issued significant amendments to the disclosure requirements governing Management’s Discussion and Analysis of Financial Condition and Results of Operations...

Hogan Lovells Publications

SEC updates auditor independence rule SEC Update

02 December 2020

The SEC recently updated its auditor independence rule in light of current market conditions and industry practice. The amendments, which were adopted over the dissenting votes of two...

Hogan Lovells Publications

SEC adopts rule amendments to allow use of electronic signatures and electronic storage of signature pages SEC Update

24 November 2020

On November 17 the SEC adopted rules that permit the use of electronic signatures for most SEC filings and the electronic storage of executed signature pages.

Hogan Lovells Publications

SEC tightens procedural requirements and resubmission thresholds for shareholder proposals SEC Update

18 November 2020

The SEC recently adopted amendments to Rule 14a-8 under the Securities Exchange Act of 1934 to tighten the requirements that govern the initial submission and resubmission of shareholder...

Hogan Lovells Publications

SEC proposes narrow broker-dealer registration exemption for finders Private Capital Insights

14 October 2020

The U.S. Securities and Exchange Commission (SEC) proposed a new exemptive order on Wednesday, October 7, which would exempt certain "finders" from broker-dealer registration under Section...

Hogan Lovells Publications

Principles matter: SEC amends disclosure rules for business, legal proceedings, and risk factors SEC Update

25 September 2020

On August 26 the SEC adopted far-reaching amendments to Regulation S-K items that govern disclosures on business, legal proceedings, and risk factors in filings under the Securities Act of...
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Key contacts

David W. Bonser

David W. Bonser

Partner
Washington, D.C.




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