Knowledge

Across topics and issues, borders and industries, we have the thought leadership you need to stay ahead of changes in the law.

Across topics and issues, borders and industries, we have the thought leadership you need to stay ahead of changes in the law.

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Publications

Analysis

Operational Resilience in Financial Services
Registered Content

The unavailability of key financial services has the potential to cause wide-reaching harm to consumers and market integrity, threaten the viability of firms and cause instability in the...

News

FCA's new Business Plan prioritises areas of most potential harm amid COVID-19 challenges

In its 2020/21 Business Plan, the FCA states its aim to move towards a regulatory approach that's increasingly focused on end outcomes for consumers, markets and firms. The Business...

News

COVID-19: ESMA clarifies position on MiFID II call recording

The European Securities and Markets Authority (ESMA) has published a public statement to clarify issues regarding the application to firms of the MiFID II requirements on the recording of...

Hogan Lovells Publications

UK FCA gives guidance on conduct risk during LIBOR transition Debt Capital Markets - Global Insights - Spring 2020

Following Andrew Bailey’s speech in July 2017 that the UK Financial Conduct Authority (FCA) would, from the end of 2021, no longer be persuading or compelling banks to submit quotes...

News

UK FCA publishes annual Sector Views report

The UK Financial Conduct Authority (FCA) has published Sector Views, its annual report examining how each financial sector is performing.

Hogan Lovells Engage

UK FCA gives guidance on conduct risk during LIBOR transition
Registered Content

LIBOR will no longer be available from the end of 2021, and the UK Financial Conduct Authority (FCA) expects firms to take appropriate steps to ensure they can transition to alternative...

Insights

Beyond Brexit: Regulatory equivalence
Registered Content

Irrespective of whether the UK leaves the EU with a withdrawal agreement, interest grows in the future of regulatory policy, the inter-connectivity of international financial services, and...

Insights

Brexit: challenges and opportunities for FinTechs
Registered Content

With a no-deal Brexit on 31 October still a possibility, what are the main concerns for FinTechs? Here, we review what these are and whybusinesses should continue their preparations...

News

FCA issues senior managers and certification regime update

The UK Financial Conduct Authority (FCA)has publishedan updateon the extension of the senior managers and certification regime (SMCR) to FCA solo-regulated firms. This...

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